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Rhode Island Universal Waste Rule
The Rhode Island Universal Waste Rule is reproduced here for information
purposes only. The original on-line version with illustrations is available at:
http://www.dem.ri.gov/programs/benviron/assist/pdf/univrule.pdf.)
Universal wastes are generated by the commercial/industrial
sector and other non-household entities such as universities, hospitals,
state and local agencies, businesses in home settings, and household
hazardous waste collection centers. In the past, regulated entities have
been required to handle universal wastes as hazardous wastes. The Universal
Waste Rule eases the regulatory burden on entities that generate these
wastes by streamlining the administrative requirements.
For example, the rule extends the amount of time that
entities can accumulate universal wastes on-site by up to a year or more, as
explained below. It also allows entities to transport such wastes with a
common carrier, instead of a hazardous waste transporter, and no longer
requires entities to prepare a manifest.
What are Universal Wastes?
Please Note:
A waste of any of the six types listed below that has at least one hazardous
waste characteristic, per 40 CFR 261 Subpart C, must be managed as a
universal waste if it is not managed as a hazardous waste.
•
Batteries - Any battery which is considered a hazardous
waste must be managed as a universal waste. This includes discarded primary
(non-rechargeable) and secondary (rechargeable) batteries that contain
elements such as cadmium, lead, or mercury, which would render them
federally or state-hazardous. Examples are nickel-cadmium (Ni-Cad), sealed
lead-acid, mercury-oxide (button cell), or older alkaline (manufactured
prior to 1993) batteries. However, waste lead-acid batteries (such as
automotive batteries) not managed, or eligible for management, under 40 CFR
266, Subpart G, are subject to the Universal Waste Rule requirements.
Lead-acid batteries that are stored at facilities that reclaim them are
subject to federal and state regulations.
Many commonly generated waste batteries, such as dry cell
zinc-carbon, silver oxide, and post-1993 alkaline (long-life) batteries,
typically do not contain appreciable amounts of the hazardous elements of
concern, and hence would not be required to be managed as universal waste.
Consumer products such as those that contain difficult-to-remove
rechargeable batteries may also be managed along with universal waste
batteries. In the interest of diverting these items from less desirable
disposal destinies such as incineration or disposal in solid waste
landfills, the state encourages the disposal of all batteries as universal
waste.
• Pesticides that have been recalled or banned from use, are
obsolete, have
become damaged, or are no longer needed (due to changes in
cropping patterns or
other factors) are considered universal wastes. These have
often been stored
for long periods of time in sheds or barns.
• Thermostats, which can contain as much as three grams of
liquid mercury and are
found in homes and commercial, industrial, and community
buildings must be
managed as universal waste.
• Cathode Ray Tubes commonly known as “picture tubes” in
televisions, computer
monitors, oscilloscopes, and radar-receiving equipment are
universal wastes. The
tube itself and the entire display device containing the
cathode ray tubes, are
universal waste.
•
Mercury-Containing Devices include any electrical product
or component which
contains elemental mercury that is necessary for its
operation and is housed within
an outer metal, glass, or plastic casing. These devices
include, but are not limited
to, thermometers, barometers, electric switches, electric
relays, thermocouples,
manometers, and sphygmomanometers.
•
Mercury-Containing Lamps are lamps in which mercury is
purposely introduced by the manufacturer for the operation of the lamp. They
include, but are not limited to, fluorescent lamps, neon lamps, high intensity
discharge (HID) lamps (including mercury vapor, metal halide and high pressure
sodium lamps).
Small vs. Large Quantity Handlers of Hazardous Waste:
These thresholds apply to generators and all other handlers
of universal waste.
Small Quantity Handler; 40 CFR 273 Subpart B: A handler who accumulates less than
20,000 kilograms (44,000 lbs.) of cathode ray tubes or their display
devices, calculated collectively at any time, and who accumulates
less than 5000 kilograms (11,000 lbs.) of all other universal wastes
calculated collectively at any time. A small quantity handler of universal
waste is not required to notify DEM and EPA of its universal waste handling
activities. A small quantity handler of universal waste is not required to
keep records of shipments of universal waste.
Large Quantity Handler; 40 CFR Subpart C: A handler who accumulates 20,000
kilograms (44,000 lbs.) or more of cathode ray tubes or their display
devices, calculated collectively at any time, or who accumulates 5000
kilograms (11,000 lbs.) or more of all other universal wastes calculated
collectively at any time. A large quantity handler of universal waste must
submit written notification of universal waste management to DEM and obtain
an EPA identification number prior to accumulating these amounts. Note that
if the entity already has an EPA identification number, this notification is
not required. A large quantity handler must also keep a record of each
shipment of universal waste to and from the facility (Recordkeeping details
are specified in 40 CFR 273.39). A log, invoice manifest, bill of lading, or
other shipping document is acceptable. These records must be kept for three
years.
Both small and large quantity handlers of universal waste
may accumulate universal waste for no longer than one year from the date the
universal waste is generated or received from others. But, handlers may
accumulate universal waste for longer periods of time, provided that such
storage is solely for the purpose of accumulation to facilitate proper
recovery, treatment or disposal, and the handler can prove this purpose. If
the handler accumulates waste, he must demonstrate accumulation time by:
• Placing the universal waste in a container and marking or
labeling the container with the earliest date that any universal waste in the container became a waste or
was received;
• Marking or labeling the individual item of universal waste
(e.g., each battery or thermostat) with the date it became a waste or was received;
• Maintaining an inventory system on-site that identifies
the date the universal waste being accumulated became a waste or was received;
• Maintaining an inventory system on-site that identifies
the earliest date that any universal waste in a group of universal waste items or a group of containers of
universal waste became a waste or was received;
• Placing the universal waste in a specific accumulation
area and identifying the earliest date that any universal waste in the area became a waste or was received;
or:
• Any other method which clearly demonstrates the length of
time that the universal waste has been accumulated from the date it becomes a waste or is received.
Requirements for All Handlers of Universal Waste:
Requirements are found in Rule 13 of the RI Rules and
Regulations for Hazardous Waste Management, and in 40 CFR 273. (Note: RI Regulations
frequently refer to the Code of Federal Regulations for Protection of
the Environment (40 CFR)
which can be obtained free of charge on-line at
http://www.gpoaccess.gov/cfr/index.html.)
Both large and small quantity handlers of universal waste:
• must not dispose of a universal waste in the regular solid
waste stream,
• must not dilute or treat universal waste,
• must not intentionally break or crush universal waste,
• must take steps to prevent releases to the environment,
• must label each universal waste item or each container of
universal waste items with the words “Universal Waste” and the identity of
the waste, e.g. “Waste Thermostats.” (Note that with pesticides, affix the
old product label to the container, or if not available, affix the
appropriate US DOT Label found in 49CFR 172.)
• must identify the accumulation start date on the container
or the item itself,
• must train employees on proper waste handling and
emergency procedures,
• must respond to spills/breakage and manage the released
material as hazardous waste if it has hazardous waste characteristics,
• must manage unintentional breakage of significant numbers
of universal waste items as hazardous waste, must satisfy US DOT packaging, labeling, marking, placarding, and shipping paper requirements per 40 CFR 273.18 or 40 CFR 273.38 for any universal waste that is
a US DOT hazardous material prior to offsite shipment,
• may accumulate universal wastes on-site for up to one
year,
• may accumulate universal waste for more
than one year for the sole purpose of facilitating proper recovery,
treatment, or disposal,
• may self-transport universal wastes to other universal
waste handlers or to an authorized destination facility provided that
handler complies with universal waste transporter requirements.
Specific Actions Allowed for Both Small and Large Quantity
Handlers:
The handler may conduct the following activities with regard
to the following waste items:
Batteries: A handler of universal waste must manage
universal waste batteries in a way that prevents release of any universal
waste or component of a universal waste to the environment. A handler must
contain any waste battery that shows evidence of leakage, spillage or
damage. However, a handler of universal waste may conduct the following
activities as long as the casing of each individual battery cell is not
breached and remains intact and closed (except that cells may be opened to
remove electrolyte but must be immediately closed after removal):
• Sorting batteries by type;
• Mixing battery types in one container;
• Discharging batteries so as to remove the electric charge;
• Regenerating used batteries;
• Disassembling batteries or battery packs into individual
batteries or cells;
• Removing batteries from consumer products; or
• Removing electrolyte from batteries.
Note that if the electrolyte is removed, the handler must
determine whether or not it exhibits a characteristic of hazardous waste and
must manage it as such if it does.
Pesticides: A handler of universal waste must manage
universal waste pesticides in a way that prevents release of any universal waste or
component of a universal waste to the environment. The universal waste
pesticides must be contained in one or more of the following:
• A container that remains closed, structurally sound,
compatible with the pesticide, and that lacks evidence of leakage, spillage,
or damage that could cause leakage under reasonably foreseeable conditions;
or
• A leaking or damaged container in an overpack container;
or
• A tank which meets the requirements for a hazardous waste
tank (40 CFR 265 Subpart J); or
• A transport vehicle or vessel that is closed, structurally
sound, compatible with the pesticide, and that lacks evidence of leakage,
spillage, or damage that could cause leakage under reasonably foreseeable
conditions.
Thermostats: A handler of universal waste must manage
universal waste thermostats in a way that prevents releases of universal
waste or component of universal waste to the environment. A handler of
universal waste must contain any universal waste thermostat that shows
evidence of leakage, spillage, or damage that could cause leakage under
reasonably foreseeable conditions in a container. The container must be
closed, structurally sound, compatible with the contents of the thermostat,
and must lack evidence of leakage, spillage, or damage that could cause
leakage under reasonably foreseeable conditions. A handler of universal
waste may remove mercury-containing ampoules from universal waste
thermostats provided the handler:
• Removes the ampoules in a manner designed to prevent
breakage of the ampoules;
• Removes ampoules only over or in a containment device
(e.g., tray or pan sufficient to collect and contain any mercury released from an ampoule in
case of breakage);
• Ensures that a mercury clean-up system is readily
available to immediately transfer any mercury resulting from spills or leaks from broken ampoules
from the containment device to a container that meets the requirements of 40 CFR
262.34;
• Immediately transfers any mercury resulting from spills or
leaks from broken ampoules from the containment device to a container that meets the
requirements of 40 CFR 262.34;
• Ensures that the area in which ampoules are removed is
well ventilated and monitored to ensure compliance with applicable OSHA exposure levels
for mercury;
• Ensures that employees removing ampoules are thoroughly
familiar with proper waste mercury handling and emergency procedures, including
transfer of mercury from containment devices to appropriate containers;
• Stores removed ampoules in closed, non-leaking containers
that are in good condition;
• Packs removed ampoules in the container with packing
materials adequate to prevent breakage during storage, handling, and transportation.
Note that if the ampoule is removed, the handler must
determine whether or not any spilled mercury, clean-up residues, or remaining solid
waste exhibit any characteristic of hazardous waste and must manage it as such
if it does.
Cathode Ray Tubes: A handler of universal waste must
manage universal waste cathode ray tubes in a way that prevents releases of
universal waste or component of universal waste to the environment. A
handler must contain any universal waste cathode ray tube that shows
evidence of breakage, leakage, spillage, or damage that could cause the
release of glass particles under reasonable foreseeable conditions in a
container. The container must be closed, structurally sound, compatible with
the contents of the cathode ray tubes, and must lack evidence of breakage,
leakage, spillage, or damage that could cause the release of glass particles
under reasonably foreseeable conditions. A handler of universal waste must
also contain unbroken cathode ray tubes in packaging that will minimize
breakage during normal handling conditions and must contain cathode ray
tubes in packaging that will minimize releases of tube fragments and
residues. A handler of universal waste may conduct the following activities:
• Sort display devices/cathode ray tubes by type.
• Manage different types of display devices/cathode ray
tubes in the same container.
• Test display devices/cathode ray tubes to determine if
they are capable of being returned to service.
• Remove cathode ray tubes from display device casings.
Mercury-Containing Devices: A handler of universal waste must manage
universal waste mercury-containing devices in a way that prevents
releases of any universal waste or component of universal waste to the
environment. A handler of universal waste must contain any universal waste mercury
containing device that shows evidence of leakage, spillage, or damage that
could cause leakage under reasonably foreseeable conditions in a container.
The container must be closed, structurally sound, compatible with the
contents of the mercury-containing devices, and must lack evidence of
leakage, spillage, or damage that could cause leakage under reasonably
foreseeable conditions. A handler of universal waste may conduct the
following activities:
• Mix different types of universal waste mercury-containing
devices, or universal waste
mercury-containing devices and universal waste thermostats
in one container; or
• Remove mercury-containing ampoules from universal waste
mercury-containing devices provided that the handler complies with the requirements
listed in the “thermostats” section.
Mercury Containing Lamps: A handler of universal waste must manage
universal waste mercury-containing lamps in a way that
prevents releases of any universal waste or component of a
universal waste to the environment, as follows:
• A handler of universal waste must contain any universal
waste mercury-containing lamp that shows evidence of leakage, spillage, or damage that could
cause leakage under reasonable foreseeable conditions in a container. The container must be
closed, structurally sound, compatible with the contents of the mercury-containing
lamps, and must lack evidence of leakage, spillage, or damage that could cause leakage under
reasonably foreseeable conditions.
• A handler of universal waste must contain unbroken
mercury-containing lamps in packaging that will minimize breakage during normal handling
conditions.
• A handler of universal waste must contain
mercury-containing lamps in packaging that will minimize releases of lamp fragments and residues.
Transporter Requirements: Handlers are allowed to self
transport universal waste, but there are specific requirements for
transporters. These are detailed in 40 CFR 273 Subpart D and in Rule 13 of
the Rhode Island Hazardous Waste Regulations. The Office of Technical and Customer
Assistance advises that prior to implementation of any suggestion or
recommendation, the company should consult with proper Federal, State, and
Local regulatory agencies. This workbook does not replace the RI Rules and
Regulations for Hazardous Waste. The RI Regulations are the basis for
compliance and enforcement.
Questions and/or Comments can be directed to:
State of Rhode Island Department of Environmental Management
Office of Technical and Customer Assistance
235 Promenade Street
Providence, RI 02908-5767 (401) 222-6822
Note: This fact sheet is a public document and is not
copyrighted. It may be reproduced for educational purposes, but may not be sold for
profit.
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